# Universal Safety Products, Inc (UUU)

> Source: Nexqual · https://nexqual.com/UUU · data as of 2026-10-16 20:00 UTC · cite as "Nexqual, Universal Safety Products, Inc (UUU), nexqual.com/UUU" · informational, not investment advice.

**Price:** USD 5.29 (+3.73% on the day) · last close of Oct 16, 2026; US market closed, not a live price. Prev close 5.1 · day 5.14–5.36 · 52w 3.02–7.82 · market cap null · ASE

## Key facts
- Last four reported quarters (through Jun 30, 2026): revenue $1.1M, net income -$5.0M (-437.8% margin) (SEC filings).
- Insider open-market purchases, last ~7 months: 13 Form 4 filings, $95.1M; 0 by opportunistic insiders, 0 by routine insiders.
- Total return with dividends: 1Y -28.2% vs S&P 500 +13.4%; 5Y -24.3% vs S&P 500 +76.9%.

## Financials (SEC 10-K; TTM = last four 10-Q/10-K quarters)
| USD | FY2022 | FY2023 | FY2024 | FY2025 | FY2026 | TTM |
|---|---|---|---|---|---|---|
| Revenue | $19.5M | $22.2M | $19.5M | $23.6M | $4.8M | $1.1M |
| Gross profit | $6.0M | $6.3M | $5.6M | $6.8M | $803K | — |
| Operating income | $70K | $973K | -$565K | $402K | -$4.7M | -$4.9M |
| Net income | -$78K | $720K | -$696K | $501K | -$2.5M | -$5.0M |
| EPS (diluted) | -$0.03 | $0.31 | -$0.30 | $0.22 | -$1.04 | — |
| Gross margin | 30.9% | 28.6% | 28.7% | 29.0% | 16.6% | — |
| Operating margin | 0.4% | 4.4% | -2.9% | 1.7% | -96.0% | -429.1% |
| Net margin | -0.4% | 3.2% | -3.6% | 2.1% | -51.3% | -437.8% |
| Revenue growth | +11.6% | +13.4% | -12.0% | +20.7% | -79.4% | — |
| Cash + short-term investments | $439K | $152K | $65K | $348K | $3.5M | — |
| Total debt | $100K | — | — | — | — | — |
Fiscal years end Mar. EPS is split-adjusted.

## Valuation (price ÷ last four quarters, through Jun 30, 2026)

P/E at fiscal year-ends: Mar 2025 8.2x.

## Insider purchases (SEC Form 4, open-market, last ~7 months)
13 purchases, $95.1M. Private placements, offerings, dividend reinvestment and employee stock purchase plan buys are excluded.
| Trade date | Insider | Role | Shares | Value | Avg price | Insider type |
|---|---|---|---|---|---|---|
| 2026-09-30 | Ault Milton C Iii | Director | 18,000 | $92.4M | 5,134 | Too little history (no open-market trades in 2023 or 2024) |
| 2026-09-21…2026-09-23 | Ault Milton C Iii | Director | 15,434 | $79K | 5.09 | Too little history (no open-market trades in 2023 or 2024) |
| 2026-09-18 | Ault Milton C Iii | Director | 100 | $1K | 5.01 | Too little history (no open-market trades in 2023 or 2024) |
| 2026-09-17 | Ault Milton C Iii | Director | 200 | $1K | 4.86 | Too little history (no open-market trades in 2023 or 2024) |
| 2026-09-08 | Ault Milton C Iii | Director | 300 | $2K | 5.65 | Too little history (no open-market trades in 2023 or 2024) |
| 2026-09-03…2026-09-04 | Ault Milton C Iii | Director | 800 | $4K | 5.43 | Too little history (no open-market trades in 2023 or 2024) |
| 2026-08-27…2026-08-31 | Ault Milton C Iii | Director | 18,800 | $101K | 5.4 | Too little history (no open-market trades in 2023 or 2024) |
| 2026-08-24…2026-08-26 | Ault Milton C Iii | Director | 29,429 | $183K | 6.23 | Too little history (no open-market trades in 2023 or 2024) |
| 2026-08-20…2026-08-21 | Ault Milton C Iii | Director | 29,178 | $183K | 6.28 | Too little history (no open-market trades in 2023 or 2024) |
| 2026-08-17…2026-08-19 | Ault Milton C Iii | Director | 39,303 | $201K | 5.12 | Too little history (no open-market trades in 2023 or 2024) |
| 2026-07-07…2026-07-08 | Ault Milton C Iii | Director | 600 | $2K | 4 | Too little history (no open-market trades in 2023 or 2024) |
| 2026-05-15 | Ault Milton C Iii | Director | 185,000 | $1.1M | 5.75 | Too little history (no open-market trades in 2023 or 2024) |
| 2026-04-30 | Ault Milton C Iii | Director | 155,000 | $891K | 5.75 | Too little history (no open-market trades in 2023 or 2024) |
Insider type follows Cohen, Malloy & Pomorski (Journal of Finance, 2012). An insider who traded the stock in the same calendar month in each of the past three years is a routine trader; one who traded in each of those years without such a pattern is an opportunistic trader. In their study, trades by opportunistic insiders predicted future returns and trades by routine insiders did not. Counts open-market purchases and sales only (SEC Form 4 codes P and S) by that insider in that company. Not investment advice.

## Total return (dividends reinvested)
|  | 1Y (from 2026-09-14) | 5Y (from 2026-09-14) |
|---|---|---|
| Total return | -28.2% | -24.3% |
| S&P 500 (SPY) | +13.4% | +76.9% |
| Per year | — | — |
| Volatility (annualized) | 95.6% | 120.8% |
| Max drawdown | -29.3% (Oct 2026→Oct 2026) | -29.3% (Oct 2026→Oct 2026) |

## Peers (Building Products & Equipment)
TT (Trane Technologies plc) USD 444.9 -0.87% · JCI (Johnson Controls International ) USD 143.96 +0.67% · CARR (Carrier Global Corporation) USD 56.24 -0.42% · MAS (Masco Corporation) USD 76.01 -2.61% · CSL (Carlisle Companies Incorporated) USD 345.04 -2.14% · LII (Lennox International, Inc.) USD 376.01 -0.72%

## More
Full page: https://nexqual.com/UUU · Free keyless MCP server with the same data and citations: https://mcp.nexqual.com/mcp · Guide for agents: https://nexqual.com/agents · https://nexqual.com/llms.txt

## Supply chain and relationships (SEC annual reports)

Named in UUU's own 10-K filed 2026-07-02 (https://www.sec.gov/Archives/edgar/data/102109/000110465926080359/uuu-20260331x10k.htm):

| Relationship | Company | Sentence in the filing |
|---|---|---|
| Supplier | Eyston Company | "During the period covered by this Annual Report, we marketed a line of residential smoke and carbon monoxide alarms under the trade names "UNIVERSAL" and "USI Electric" both of which were manufactured by Eyston Company L…" |
| Supplier | USI Electric | "During the period covered by this Annual Report, we marketed a line of residential smoke and carbon monoxide alarms under the trade names "UNIVERSAL" and "USI Electric" both of which were manufactured by Eyston Company L…" |
| Customer | Universal DeFi | "Before an asset is tokenized, Universal DeFi intends to conduct an onboarding due diligence process designed to satisfy know-your-customer ("KYC") and anti-money laundering ("AML") compliance regulations, whereby we veri…" |
| Partner | Feit Electric Company | "In October 2024, we entered into an Asset Purchase Agreement with Feit Electric Company, Inc. ("Feit") pursuant to which Feit agreed to acquire the smoke and carbon monoxide alarm portion of our business and our intangib…" |
| Partner | Universal Security Instruments | "In October 2024, we entered into an Asset Purchase Agreement with Feit Electric Company, Inc. ("Feit") pursuant to which Feit agreed to acquire the smoke and carbon monoxide alarm portion of our business and our intangib…" |
| Partner | Universal Electric | "In October 2024, we entered into an Asset Purchase Agreement with Feit Electric Company, Inc. ("Feit") pursuant to which Feit agreed to acquire the smoke and carbon monoxide alarm portion of our business and our intangib…" |

## Revenue by product line (quarter ended 2026-06-30)

| Line | Revenue | Share | YoY |
|---|---|---|---|
| Gfci & Ventilation Fans | $82,902 | 75.7% | -62.6% |
| Products Acquired From Eyston Company Ltd | $26,657 | 24.3% | -99.3% |
| Total revenue | $109,559 | 100% | — |

## Customer concentration

Period ended 2026-06-30: 40.5%, 18.1%, 18%, 13.3% of revenue from unnamed direct customers (10-Q, filed 2026-08-14).

## Company outlook (8-K filed 2025-02-18)

- "The Company expects to continue business as usual while it seeks shareholder approval of the potential sale and closing of the Asset Purchase Agreement which, if approved, is expected to occur in the second quarter of calendar 2025.”"
- "We will revise our outlook from time to time and frequently will not disclose such revisions publicly. -- more -- Universal/Page 2 UNIVERSAL SECURITY INSTRUMENTS, INC."